Carolyn McCord

carolyn_0000_carolynCarolyn McCord is the Operations Manager for the firm. She received her Master’s Degree in Business Administration from Columbus University and has two decades of experience in the investment industry. She joined our firm in 2006. Carolyn has completed her Series 24, 7, and 63 Securities Licenses. She is a very important part of our client service team. Carolyn tracks paperwork, investment reports and transfers of assets to ensure our clients get the best service possible. She also helps prepare financial plans and performs portfolio analysis for our clients. While handling these duties, Carolyn makes sure that our office complies with the FINRA and SEC regulations within our industry.

 

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